Pricing
Priced under the smallest outsourced-CCO retainer
$49/mo is under 5% of the lowest outsourced-CCO retainer ($1,000/mo, per the 2026 RegFin and MyRIA benchmarks) — and one review usually eats 45 minutes of CCO time. At even $150/hr internally, the tool pays for itself on the second piece of the month.
Free
$0
/month
Enough to run a full check on a LinkedIn post or quarterly commentary and see the value in under a minute.
- ✓3 preflights per month
- ✓Up to 5 firm-declared inviolable rules
- ✓Full SEC §206(4)-1 baseline check
- ✓Inline highlights + citation chips
- ✓On-screen Rule Docket review
Recommended for CCOs reviewing 3+ pieces/month
Paid
$49
/month
Everything in Free, plus the review history, PDF memos, and batch-review workflow that a real CCO practice actually needs.
- ✓Unlimited preflights, month after month
- ✓Unlimited firm-declared rules with categories
- ✓PDF memo export — Rule 204-2 books-and-records formatted
- ✓Mandatory CCO sign-off block on every export
- ✓Searchable review history for exam prep
- ✓CSV export of all flags for any date range
- ✓Batch review — up to 10 pieces at once
- ✓Starter rule templates (Testimonials, Performance, Titles, Third-party ratings)
Value math
45 min
Manual review, per piece
Word checklist + policy manual cross-ref
$150/hr
Loaded CCO time
Even at internal cost only
2 pieces
Break-even point
Every additional piece is pure margin
What if I cancel?
Your archived memos stay exportable. Firm rules stay saved. The account drops back to the Free tier limits — 3 preflights, 5 rules, on-screen only.
Do you compete with ComplySci or RIA in a Box?
No. Those enterprise suites assume a full-time compliance staffer. Rule 206 Docket is built for the solo & small RIA CCO who reviews pieces themselves.
Is the memo really 204-2-ready?
The PDF includes date, channel, every rule outcome with citation, your resolution notes, and the mandatory CCO sign-off block. Drop it into your books-and-records folder.
Do you keep my content?
Paid tier keeps a searchable history in your account for exam prep. Free tier discards the piece after analysis. Nothing is used to train a model.
Rule 206 Docket is AI-assisted preflight, not a substitute for CCO judgment or legal advice.